As an executive, you spent your time and energy between the office and home, at times giving more to your career than to family. Your personal portfolio deserves that same level of dedication and high-level thought you have given to your employers, and with us as your partner, we guide you on the straightest path to your financial goals and objectives.  Between the demands of leading your company and managing your own complex personal finances, it’s natural to want to ensure your assets are working optimally for you.  We have created an efficient, consultative process to evaluate your situation, assess your risk tolerance and to tailor holistic strategies. 

We understand the challenges you face, and have been executives ourselves.  That gives us the personal and not just academic experience to find solutions for concentrated stock positions and strategies designed to protect your family and legacy. Our experience extends to all types of executive transactions, equity-based compensation, company trading policies, and regulatory requirements that impact transactions in company stock.  When you work with us, you benefit from our network of professionals (CPAs, attorneys, etc.).

Services include:

  • Executive transactions
  • ESOPs
  • Cashless stock option exercises
  • Rule 144 executions
  • 10b5-1 sales plans
  • Hedging and monetization of concentrated equity positions
  • Banking & lending solutions (through our custodians)
  • Insurance & annuities
  • Tax planning
  • Estate planning
  • Charitable giving
  • Risk management